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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-01-08 |
| MD | RA | APPROVED | 2016-06-20 |
| TX | RA | APPROVED | 2016-06-20 |
Branch Locations
8333 Douglas Ave Ste 1000, Dallas, TX 75225 • United States
100 West Road Suite 200, Towson, MD 21204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rw Baird | Dallas | TX | 06/2016 | Present |
Name/Address: Rental Property 334 Otero St, unit 11, Santa Fe NM 87057 Start Date: 2/18/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Property Owner/Non Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-17 |
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