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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-01-26 |
| AZ | RA | APPROVED | 2022-10-21 |
| CA | RA | APPROVED | 2022-10-21 |
| MI | RA | APPROVED | 2022-10-21 |
| PA | RA | APPROVED | 2022-10-21 |
| TX | RA | APPROVED | 2022-10-21 |
Branch Locations
12570 Perry Highway Suite 100, Pittsburgh - Wexford, PA 15090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hefren-Tillotson, Inc. | Beaver | PA | 10/1996 | Present |
| Robert W. Baird & Co. Incorporated | Wexford | PA | 10/2022 | Present |
Name/Address: ALPX Energy 120 Hidden Oak Dr Mars PA 16046 Start Date: 10/23/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Passive Investor Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-25 |
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