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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED | 2021-10-20 |
Branch Locations
One Financial Plaza 19Th Floor, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 06/2000 | 09/2021 |
| Morgan Stanley | Providence | RI | 10/2021 | Present |
*464334- Trust; Investment related Yes; East Greenwich, Rhode Island; Trust; Trustee/Co-Trustee; 06/2017; During business hours: 0; After business hours: 1;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-28 |
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