Eric Stanley Shaffer

Current Employers

Kuhn Capital Partners

1415 West 22Nd St Ste 530, Oak Brook, IL 60523 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-03-30

TX RA
APPROVED

Since 2020-03-30

Branch Locations

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Dallas	TX	08/2014	03/2020
360 Wealth Management, Llc	Dallas	TX	08/2014	Present
Kuhn Capital Partners	Plano	TX	03/2020	Present

08/2014 → 03/2020

Lpl Financial, Llc

Dallas, TX
08/2014 → Present

360 Wealth Management, Llc

Dallas, TX
03/2020 → Present

Kuhn Capital Partners

Plano, TX

Previous Registrations

2014-08-15 → 2020-03-23

Advisor Resource Council

Dallas, TX
2013-06-11 → 2014-03-19

Vfg Advisors, Inc.

Los Angeles, CA
2006-07-26 → 2012-09-11

Quest Capital Management, Inc.

Dallas, TX
2002-01-01 → 2005-12-21

Rbc Capital Markets, Llc

Dallas, TX

Other Businesses

(1) 09/07/2016: Hallmark Advisory Services, LLC - Outside/W-2 Employment - Not Investment Related - 4428 Hallmark Dr., Dallas, Tx 75229- Start 08/29/2016 - 20 Hr/Mo; 0 Hour(s) During Securities Trading 2) 09/18/2017-Mergent Group-Investment related-At reported business location(s)-DBA for 360 Wealth Management. This is a DBA entity under Prop 3 partners LLC (approved tax entity) in Texas. The group will have non-licensed assistants that will operated under the DBA for client service purposes. -start 09/14/2017-Hours per month 40/hours during trading 4

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-12-10

S66 Uniform Combined State Law Examination

1998-12-10

Designations

View on SEC IAPD