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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-05-18 |
| MI | RA | APPROVED | 2010-10-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Grand Rapids | MI | 01/2008 | Present |
| Bank Of America,N.A. | Grand Rapids | MI | 06/2011 | Present |
I*: 1669257 Entity Type: Entity For Profit Name of OBA: BigEZTrains_and_Things L.L.P. Address: Belmont, MI Investment Related: No Position, Title, Association: Owner Employee Start Date: 12/11/2023 Number of Hours: 10 Number of Hours during trading: 0 Duties: Ebay business flipping model/toy trains
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-16 |
| S65 | Uniform Investment Adviser Law Examination | 1997-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-19 |
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