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Elyse Sari Wels

Oppenheimer & Co. Inc.

Jericho, NY

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-20
TX RA APPROVED 2024-05-20
  • NY RA
    APPROVED
    Since 2024-05-20
  • TX RA
    APPROVED
    Since 2024-05-20

Branch Locations

2 Jericho Plaza Suite 113, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Garden City NY 07/2014 05/2024
Morgan Stanley Private Bank, National Association New York NY 01/2015 05/2024
Oppenheimer & Co. Inc. Jericho NY 05/2024 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 07/2014 → 05/2024
    Morgan Stanley
    Garden City, NY
  • 01/2015 → 05/2024
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2024 → Present
    Oppenheimer & Co. Inc.
    Jericho, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2013-10-16 → 2024-05-29
    Morgan Stanley
    Jericho, NY
    New York, NY
    Garden City, NY
    Garden City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-15
S63 Uniform Securities Agent State Law Examination 1996-03-14
  • S66 Uniform Combined State Law Examination
    2013-10-15
  • S63 Uniform Securities Agent State Law Examination
    1996-03-14
Other Names
  • Elyse Sari Slepian
  • Elyse S Slepian
  • Elyse Sari Slepian
  • Elyse Sari Wels
  • Elyse Wels

View on SEC IAPD

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