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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-29
IL RA APPROVED 2018-11-28
  • TX RA
    APPROVED_RES
    Since 2022-03-29
  • IL RA
    APPROVED
    Since 2018-11-28

Branch Locations

120 S Riverside Suite 700, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Macquarie Capital (Usa) Inc. Chicagol IL 09/2013 02/2018
Unemployed Chicago IL 02/2018 07/2018
Raymond James And Associates Chicago IL 07/2018 Present
  • 09/2013 → 02/2018
    Macquarie Capital (Usa) Inc.
    Chicagol, IL
  • 02/2018 → 07/2018
    Unemployed
    Chicago, IL
  • 07/2018 → Present
    Raymond James And Associates
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-26
S63 Uniform Securities Agent State Law Examination 1996-03-08
  • S65 Uniform Investment Adviser Law Examination
    2018-11-26
  • S63 Uniform Securities Agent State Law Examination
    1996-03-08

View on SEC IAPD

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