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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-24
MI RA APPROVED 2010-06-11
  • TX RA
    APPROVED
    Since 2022-08-24
  • MI RA
    APPROVED
    Since 2010-06-11

Branch Locations

Troy, MI • United States

W Bloomfield, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Troy MI 06/2009 03/2020
Ameriprise Financial Services, Llc Troy MI 03/2020 Present
Previous Registrations
  • 1999-05-14 → 2003-02-05
    Prudential Equity Group, Llc
    W. Bloomfield, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-18
S63 Uniform Securities Agent State Law Examination 1995-07-27
  • S65 Uniform Investment Adviser Law Examination
    1995-09-18
  • S63 Uniform Securities Agent State Law Examination
    1995-07-27
Designations

View on SEC IAPD

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