Mary Rohe Purgason

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2009-04-14

GA RA
APPROVED

Since 2009-04-14

Branch Locations

Calhoun, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Calhoun	GA	04/2009	Present

04/2009 → Present

Lpl Financial Llc

Calhoun, GA

Previous Registrations

2003-01-31 → 2009-04-16

Morgan Keegan & Company, Llc

Alpharetta, GA

Alpharetta, GA

Other Businesses

1. 10/18/2018 - MRP FINANCIAL, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/15/2018 - 160 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-11-16
S63	Uniform Securities Agent State Law Examination	1995-06-16

S65 Uniform Investment Adviser Law Examination

1998-11-16
S63 Uniform Securities Agent State Law Examination

1995-06-16

Other Names

Mary Frances Rohe
Mary Frances Totino
Mary F Totino
Mary Frances Barich
Mary Frances Purgason

View on SEC IAPD