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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-14 |
| ID | RA | APPROVED | 2020-11-12 |
Branch Locations
223 N. 6Th Street Suite 445, Boise, ID 83702 • United States
Boise, ID • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Advisory Services, Inc. | San Diego | CA | 07/2012 | 11/2020 |
| First Allied Securities, Inc. | San Diego | CA | 11/2006 | 09/2022 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 09/2022 |
| Cetera Advisors Llc | Boise | ID | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2022 | Present |
1) NAME OF OTHER BUSINESS: J DAVID FOSTER; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ENTITY TO RECEIVE FEES; START DATE: 08/2026; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR DAY-TO-DAY OPERATIONS OF TAX ENTITY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-17 |
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