Mo Fahimi

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2016-09-27

CT RA
APPROVED

Since 2016-09-27

Branch Locations

Three Pickwick Plaza 4Th Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Deutsche Bank Securities Inc	New York	NY	10/2005	09/2016
Raymond James & Associates, Inc.	New York	NY	09/2016	02/2017
Raymond James & Associates, Inc.	Greenwich	CT	02/2017	Present

10/2005 → 09/2016

Deutsche Bank Securities Inc

New York, NY
09/2016 → 02/2017

Raymond James & Associates, Inc.

New York, NY
02/2017 → Present

Raymond James & Associates, Inc.

Greenwich, CT

Other Businesses

(1)Name of Business: NO Name Address: 11 Beech Court, Penners Gardens, ENG, KT64EX, United Kingdom Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My apartment in United Kingdom, prior to moving to US- now rented out.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-11-17

S66 Uniform Combined State Law Examination

2005-11-17

Other Names

Mo Fahimi
Mohammad Reza Fahimi
Mo Reza Fahimi

View on SEC IAPD