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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-12-03 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Mobile | AL | 01/2001 | 02/2018 |
| Td Ameritrade, Inc. | Mobile | AL | 02/2018 | 09/2019 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 09/2019 |
| L&L Financial Services, Llp | Mobile | AL | 01/2020 | 02/2020 |
| Unemployed | Mobile | AL | 10/2019 | 12/2019 |
| Unemployed | Mobile | AL | 02/2020 | 06/2020 |
| Hancock Whitney Bank | Mobile | AL | 06/2020 | 08/2022 |
| Hancock Whitney Investment Services, Inc. | Mobile | AL | 06/2020 | 08/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2022 | 08/2022 |
| Cetera Investment Advisers Llc | Mobile | AL | 08/2022 | 08/2022 |
| Empower Financial Services, Inc | Greenwood Village | CO | 09/2022 | 08/2023 |
| Hub Investment Partners, Llc | Austin | TX | 08/2023 | 10/2024 |
| Empower Financial Services, Inc | Greenwood Village | CO | 11/2024 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-30 |
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