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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-20 |
Branch Locations
Laguna Niguel, CA • United States
205 East Carrillo St Suite 220, Santa Barbara, CA 93101 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
205 East Carrillo St Ste 220, Santa Barbara, CA 93101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co. Incorporated | Irvine | CA | 03/2009 | 01/2026 |
| Morgan Stanley Smith Barney | Santa Barbara | CA | 06/2009 | 01/2026 |
| Lpl Financial Llc | Santa Barbara | CA | 01/2026 | Present |
1. 12/2025 - Shoreline Private Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 1/20/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-22 |
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