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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-09-17
TX RA APPROVED_RES 2006-09-22
  • MI RA
    APPROVED
    Since 2010-09-17
  • TX RA
    APPROVED_RES
    Since 2006-09-22

Branch Locations

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Livonia MI 04/1995 Present
Bank Of America, Na Farmington Hills MI 12/2009 Present
Other Businesses

I*134511 For profit or not for profit: For-Profit Organization Name of outside business organization: MJR 1 LLC Investment related: Y Address of business: Hilton Head, South Carolina 29928 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 11/2/2020 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Our attorney asked us to establish it for liability protection on the existing house listed in the AIM. That is the sole purpose. our tasks are the same as before. All activity is handled by our rental company I*134898 For profit or not for profit: For-Profit Organization Name of outside business organization: Rental Property Investment related: N Address of business: Savannah, Georgia 29928 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 1/1/2021 Number of hours devoted: 5 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Home that we own in Savannah that we have decided to rent until retirement. All activities are outsourced to a property manager

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-03
S63 Uniform Securities Agent State Law Examination 1995-06-14
  • S65 Uniform Investment Adviser Law Examination
    1995-07-03
  • S63 Uniform Securities Agent State Law Examination
    1995-06-14
Other Names
  • Robert Hendrian

View on SEC IAPD

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