Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-13 |
| TX | RA | APPROVED_RES | 2010-02-08 |
Branch Locations
641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States
Edina, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Minnetonka | MN | 03/2008 | Present |
| City National Bank | Minnetonka | MN | 05/2017 | Present |
(1) IN MARCH 2004 I BECAME A PARTNER OF B3 A COMPANY THAT PURCHASES REALESTATE. THE COMPANY IS LOCATED AT 6815 STONEWOOD COURT, EDEN PRAIRIE, MN 55346. I WILL DEVOTE 1 HOUR A MONTH TO THIS PROJECT. ZERO HOURS ARE DURING SECURITIES TRADING HOURS. (2) NAME OF ENTITY: Friends of Hennepin County Library ADDRESS: 300 Nicollet Mall, Suite N-290, Minneapolis MN 55401 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jul 15, 2026 CAPACITY: Board of Directors DUTIES: Asked to join the board of The Friends of Hennepin County Library. A non profit foundation supporting youth and education within the library system. RBC supports FHCL for many years and connected having me join their board. Not a voting, management or financial position. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-04 |
Reach out to this advisor