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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2011-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Nolensville | TN | 10/2011 | Present |
1. 10/25/2011- SOCCER COAH FOR U8/ 1% OF TIME/ NOLANSVILLE, TN 2. 02/12/2016 * PK Wealth Management * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 02/03/2016 * 200 HRS/MO; 120 HRS/MO DURING SECS TRDG HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-21 |
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