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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-07-08 |
| DE | RA | APPROVED | 2009-12-08 |
Branch Locations
1521 Concord Pike, Suite 301, Wilmington, DE 19803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Newark | DE | 12/2009 | Present |
1) 12/11/2009: Mancini Financial Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2) 03/11/2010: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - INS Types: Disability 3) 03/17/2010: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - INS Types: Life, Disability, LTC, Fixed Annuities 4) 09/13/2012: Innovative Solutions Insurance Services - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - INS Types: Life, Disability, LTC, Fixed Annuities 5) 09/20/2022 - No Business Name - Not Investment Related - Delaware - Other - Poll worker - Poll worker - Start Date 08/31/2022 - 2 Hours Per Month/0 Hours During Securities Trading 6) 05/13/2024 - No Business Name - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 5/15/2024 - 1 Hrs/Mo During Trading. 7) 12/30/2024 - Real Estate Rental - Investment Related- Gallatin TN- Start Date 01/27/2025- 4 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-06 |
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