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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-07-08
DE RA APPROVED 2009-12-08
  • TN RA
    APPROVED
    Since 2026-07-08
  • DE RA
    APPROVED
    Since 2009-12-08

Branch Locations

Gallatin, TN • United States

1521 Concord Pike, Suite 301, Wilmington, DE 19803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Newark DE 12/2009 Present
Previous Registrations
Other Businesses

1) 12/11/2009: Mancini Financial Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2) 03/11/2010: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - INS Types: Disability 3) 03/17/2010: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - INS Types: Life, Disability, LTC, Fixed Annuities 4) 09/13/2012: Innovative Solutions Insurance Services - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - INS Types: Life, Disability, LTC, Fixed Annuities 5) 09/20/2022 - No Business Name - Not Investment Related - Delaware - Other - Poll worker - Poll worker - Start Date 08/31/2022 - 2 Hours Per Month/0 Hours During Securities Trading 6) 05/13/2024 - No Business Name - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 5/15/2024 - 1 Hrs/Mo During Trading. 7) 12/30/2024 - Real Estate Rental - Investment Related- Gallatin TN- Start Date 01/27/2025- 4 hours per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-29
S63 Uniform Securities Agent State Law Examination 1997-01-06
  • S65 Uniform Investment Adviser Law Examination
    1999-01-29
  • S63 Uniform Securities Agent State Law Examination
    1997-01-06
Other Names
  • Gigi Mancini

View on SEC IAPD

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