Brendan Charles Herlihy

Current Employers

Excalibur Management Corp

Bay Colony Corporate Center 950 Winter Street North, Suite 4100, Waltham, MA 02451 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-12-10
MA	RA	APPROVED	2019-03-05

TX RA
APPROVED

Since 2025-12-10
MA RA
APPROVED

Since 2019-03-05

Branch Locations

Bay Colony Corporate Center 950 Winter Street North, Suite 4100, Waltham, MA 02451 • United States

Holden, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Excalibur Management Corp	Waltham	MA	01/2019	Present
The Herlihy Company	Holden	MA	01/2001	Present

01/2019 → Present

Excalibur Management Corp

Waltham, MA
01/2001 → Present

The Herlihy Company

Holden, MA

Previous Registrations

2004-02-04 → 2019-12-31

The Herlihy Company, Inc.

Worcester, MA

Worcester, MA
2000-04-07 → 2003-12-09

Commonwealth Financial Network

Worcester, MA

Other Businesses

NAME OF OBA: LIFE, ACCIDENT & HEALTH INSURANCE AGENT ADDRESS OF OBA: WALTHAM, MA 02451 NATURE: LIFE, ACCIDENT & HEALTH INSURANCE AGENT INVESTMENT RELATED: YES TITLE WITH OBA: INSURANCE PRODUCER DUTIES (BRIEF DESCRIPTION): REVIEW CURRENT LIFE, ACCIDENT AND HEALTH INSURANCE POLICIES OF EXISTING AND PROSPECTIVE CLIENTS UPON REQUEST AND MAKE RECOMMENDATIONS BASED UPON THEIR PERSONAL OBJECTIVES. START DATE: 01/15/2026 APPROX. NUMBER OF HOURS/MONTH: 10 APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-06-28

S63 Uniform Securities Agent State Law Examination

1995-06-28

Designations

View on SEC IAPD