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101 Crawfords Corner Road Suite 3128, Holmdel, NJ 07733-2151 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-02-28 |
| TX | RA | APPROVED_RES | 2016-10-17 |
Branch Locations
101 Crawfords Corner Road Suite 3128, Holmdel, NJ 07733-2151 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Empire Asset Management Company | New York | NY | 05/2007 | Present |
I AM AN OFFICER/PRESIDENT OF 1)EMPIRE ASSET MANAGEMENT of NY LTD (JUNE 2001).IS A MEMBER MANAGER OF EMPIRE INVESTMENT GROUP HOLDINGS, EMPIRE ASSET MANAGEMENT AND INVESTMENT GROUP HOLDINGS ARE MEMBER MANAGERS OF THE BROKER-DEALER,I AM THE PRESIDENT OF EMPIRE FINANCIAL MANAGEMENT CO. 29 Broadway 12th floor NY, NY 10006 EMPIRE FINANCIAL MANAGEMENT IS AN AFFILATED RIA WITH EMPIRE ASSET MANAGEMENT. COMMENCING 8/5/13, OWNER OF EMPIRE ASSET MANAGEMENT INSURANCE AGENCY LLC, 29 Broadway 12th floor NY, NY 10006 INSURANCE AGENCY, NO DIRECT COMPENSATION, DEVOTE 1 HOUR PER WEEK DURING BUSINESS HOURS. I am on the Board of Directors of Bidtellect 777 E. Atlantic Avenue, Delray Beach, Florida Commencing December 7th 2018. I receive no Compensation I devote approximately 10 hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-01 |
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