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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-02 |
| MI | RA | APPROVED | 2010-01-28 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
41160 Ten Mile Rd, Novi, MI 48375 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 10/2005 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 07/2007 | Present |
1. L&P MANAGEMENT COMPANY - 50% OWNER: FOR LEASING AND BUILDING EXPENSES. ADDITIONAL REVENUE AND SERVICES MAY INCLUDE CONSULTING AND INSURANCE SALES. 2. BLUE CROSS BLUE SHIELD AGENT. 3. dba - River Oaks Wealth Advisors LLC, Novi, MI. Offering financial services. Start date: 3/1/16, approx. 40 hrs/wk. 50% owner, partnering with W. Powrozek. 4. Board member - GPA Gift of Hearing, Grosse Pointe Woods, MI. The organization gives hearing aids to people in need. Duties include reviewing applications for hearing aids, raising awareness for organization and help with fundraising ideas. Start date: 8/1/21, approx. 1 hr/mo. No set term length, not investment related. 5. M&M Benefits Group - Coordinated sale of health insurance products as well as other voluntary individual and group insurance products to businesses. Start date: 1/1/23, approx. 10 hrs/mo with 2% during mkt hrs. 6. Serve as trustee for my deceased father's trust. General trustee duties and disbursement of assets as instructed by trust. Start date: 8/4/25, approx. 2-5 hrs/mo. None during mkt hrs. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-12 |
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