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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-27
MD RA APPROVED 2016-04-18
  • TX RA
    APPROVED_RES
    Since 2023-07-27
  • MD RA
    APPROVED
    Since 2016-04-18

Branch Locations

Garrett Park, MD • United States

6500 Rock Spring Dr, Suite 410,, Bethesda, MD 20817 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Bethesda MD 04/2016 Present
Kestra Investment Services, Llc Bethesda MD 08/2010 Present
Previous Registrations
Other Businesses

Business Name: Meltzer Management Company Investment Related: No Address: 6500 Rock Spring Drive Suite 500 Bethesda MD 20817 Nature of Business: Other Other/None of the Above This is a holding company for revenue from NFP. Position, Title or Relationship: Owner Start Date: 1/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: management meetings Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Drdy Agt LLC Investment Related: No Address: 6011 Neilwood Dr Rockville MD 20852 Nature of Business: Other Other/None of the Above This LLC is just a collection entity for commissions of insurance and RIA business. Position, Title or Relationship: Member Start Date: 8/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: NONE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-01
S63 Uniform Securities Agent State Law Examination 1995-06-07
  • S66 Uniform Combined State Law Examination
    2001-08-01
  • S63 Uniform Securities Agent State Law Examination
    1995-06-07
Other Names
  • Andrew Harry Prevost

View on SEC IAPD

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