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265 Franklin Street Suite 401, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-07-28 |
Branch Locations
265 Franklin Street Suite 401, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Boston | MA | 05/2009 | 07/2020 |
| Mayflower Financial Advisors, Llc | Boston | MA | 07/2020 | Present |
| Private Client Services, Llc | Boston | MA | 07/2020 | Present |
1. Mr. Brod is dually registered with Mayflower Financial Advisors, LLC ("Mayflower") and Private Client Services, LLC ("PCS"). Mr. Brod has served as an investment advisor representative for Mayflower and a registered representative with PCS since 07/2020. Business is conducted from 265 Franklin Street, Suite 401, Boston, MA, 02110. Approximately 90% of Mr. Brod's time is for services as an investment advisor representative and the balance as a registered representative. 2. Power of Attorney Appointment. Appointment to serve as Power of Attorney to Bruce Brod (Uncle) for all financial accounts. Currently will be listed on only bank account(s). Not investment related. 3. 47W 76th Street Tenants Corp. 47 West 76th Street, New York, NY 10023. The corp was established so to manage a coop building in NYC. Tenants of the coop elect a board to help manage the building. Vice President duties include to help the President with requests from the tenants. Also to manage any long term construction goals. Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-10 |
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