Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-11
PA RA APPROVED 2009-01-02
  • TX RA
    APPROVED
    Since 2024-11-11
  • PA RA
    APPROVED
    Since 2009-01-02

Branch Locations

One Penn Square, Lancaster, PA 17602 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Lancaster PA 06/2008 Present
Raymond James Financial Services Advisors, Inc Lancaster PA 01/2009 Present
Fulton Financial Corporation Lancaster PA 06/2008 Present
Fulton Bank Lancaster PA 06/2008 Present
Four Valleys Transport Llc Willow Streetb PA 04/2021 Present
  • 06/2008 → Present
    Raymond James Financial Services
    Lancaster, PA
  • 01/2009 → Present
    Lancaster, PA
  • 06/2008 → Present
    Fulton Financial Corporation
    Lancaster, PA
  • 06/2008 → Present
    Fulton Bank
    Lancaster, PA
  • 04/2021 → Present
    Four Valleys Transport Llc
    Willow Streetb, PA
Other Businesses

(1)Name of Business: Fulton Financial Advisors Address: 1 Penn Sq, Lancaster, PA, 17602-2853, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/01/2008 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: investment product sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-14
S63 Uniform Securities Agent State Law Examination 1995-05-23
  • S65 Uniform Investment Adviser Law Examination
    2008-08-14
  • S63 Uniform Securities Agent State Law Examination
    1995-05-23
Other Names
  • M Annette Martin

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lancaster, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor