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Current Employers
The Wealth Consulting Group

8925 West Post Road 2Nd Floor, Las Vegas, NV 89148 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-06-01
TX RA APPROVED 2017-06-01
  • CA RA
    APPROVED
    Since 2017-06-01
  • TX RA
    APPROVED
    Since 2017-06-01

Branch Locations

21070 Homestead Road Suite 210, Cupertino, CA 95014 • United States

8925 West Post Road 2Nd Floor, Las Vegas, NV 89148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Chico CA 08/2005 Present
The Wealth Consulting Group (Dba: Wcg Wealth Advisors, Llc) Chico CA 06/2017 Present
  • 08/2005 → Present
    Lpl Financial Llc
    Chico, CA
  • 06/2017 → Present
    The Wealth Consulting Group (Dba: Wcg Wealth Advisors, Llc)
    Chico, CA
Other Businesses

1. 6/2/2017 - The Wealth Consulting Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/01/2017 - 175 Hours Per Month During Securities Trading - I provide investment advisory services through WCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 175 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 7/31/2018 - WCG Wealth Advisors LLC - DBA: The Wealth Consulting Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:06/01/2017 - 160 Hours Per Month During Trading - I provide investment advisory services through WCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in July 2018. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/23/2021 - The Wealth Consulting Group - DBA: Embrace Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 03/01/2021 - 240 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through The Wealth Consulting Group, an independent investment advisor firm. I started this business activity in 02/2021. I expect to spend approximately 240 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/25/2022 - Embrace Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/01/2021 - 60 Hours Per Month/40 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-24
S63 Uniform Securities Agent State Law Examination 1995-11-22
  • S66 Uniform Combined State Law Examination
    2005-09-24
  • S63 Uniform Securities Agent State Law Examination
    1995-11-22
Other Names
  • Kim Nguyen

View on SEC IAPD

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