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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-06-14
  • KS RA
    APPROVED
    Since 2024-06-14

Branch Locations

Hutchinson, KS • United States

7570 W 21St St N Ste 1050A, Wichita, KS 67205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals, Inc. San Antonio TX 09/2013 09/2018
Astra Bank Abilene KS 09/2013 Present
Ameriprise Financial Services, Inc. Abilene KS 09/2018 10/2018
Securities America, Inc. Abilene KS 10/2018 06/2024
Securities America Advisors Abilene KS 10/2018 06/2024
Osaic Wealth, Inc. Abilene KS 06/2024 Present
Osaic Wealth, Inc. Abilene KS 06/2024 Present
  • 09/2013 → 09/2018
    Investment Professionals, Inc.
    San Antonio, TX
  • 09/2013 → Present
    Astra Bank
    Abilene, KS
  • 09/2018 → 10/2018
    Ameriprise Financial Services, Inc.
    Abilene, KS
  • 10/2018 → 06/2024
    Securities America, Inc.
    Abilene, KS
  • 10/2018 → 06/2024
    Securities America Advisors
    Abilene, KS
  • 06/2024 → Present
    Abilene, KS
  • 06/2024 → Present
    Abilene, KS
Previous Registrations
  • 2018-10-30 → 2024-06-14
    Securities America Advisors, Inc.
    Abilene, KS
  • 2018-09-11 → 2018-11-06
    Sutton, NE
    Abilene, KS
  • 2013-10-25 → 2018-09-11
    Investment Professionals, Inc.
    San Antonio, TX
    Abilene, KS
    Sutton, NE
    Kansas City, MO
    Downers Grove, IL
Other Businesses

1) Insurance Sales Position: Employee Nature: Insurance Sales Investment Related: No Hours: 4 Securities Trading Hours: 4 Start Date: 10/31/2018 Address: Astra Bank, 207 Eagle Dr., Abilene KS 67502 2) Astra Investment Services / Securities America Advisors Position: Financial Advisor Nature: Advisory Services Investment Related: Yes Hours: 120 Securities Trading Hours: 120 Start Date: 10/31/2018 Address: Astra Bank, 207 Eagle Dr., Abilene KS 67502 3) Astra Investment Services (DBA) Position: Financial Advisor Nature: Financial Advisor with Astra Bank. Investment Related: Yes Hours: 120 Securities Trading Hours: 30 Start Date: 10/31/2018 Address: Astra Bank, 207 Eagle Dr., Abilene KS 67502

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-24
S63 Uniform Securities Agent State Law Examination 1995-11-16
  • S66 Uniform Combined State Law Examination
    2013-10-24
  • S63 Uniform Securities Agent State Law Examination
    1995-11-16
Other Names
  • Rusty Lovett

View on SEC IAPD

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