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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-06-14 |
Branch Locations
Hutchinson, KS • United States
7570 W 21St St N Ste 1050A, Wichita, KS 67205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc. | San Antonio | TX | 09/2013 | 09/2018 |
| Astra Bank | Abilene | KS | 09/2013 | Present |
| Ameriprise Financial Services, Inc. | Abilene | KS | 09/2018 | 10/2018 |
| Securities America, Inc. | Abilene | KS | 10/2018 | 06/2024 |
| Securities America Advisors | Abilene | KS | 10/2018 | 06/2024 |
| Osaic Wealth, Inc. | Abilene | KS | 06/2024 | Present |
| Osaic Wealth, Inc. | Abilene | KS | 06/2024 | Present |
1) Insurance Sales Position: Employee Nature: Insurance Sales Investment Related: No Hours: 4 Securities Trading Hours: 4 Start Date: 10/31/2018 Address: Astra Bank, 207 Eagle Dr., Abilene KS 67502 2) Astra Investment Services / Securities America Advisors Position: Financial Advisor Nature: Advisory Services Investment Related: Yes Hours: 120 Securities Trading Hours: 120 Start Date: 10/31/2018 Address: Astra Bank, 207 Eagle Dr., Abilene KS 67502 3) Astra Investment Services (DBA) Position: Financial Advisor Nature: Financial Advisor with Astra Bank. Investment Related: Yes Hours: 120 Securities Trading Hours: 30 Start Date: 10/31/2018 Address: Astra Bank, 207 Eagle Dr., Abilene KS 67502
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-16 |
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