Shannon Cheri Main

Current Employers

World Investment Advisors, Llc

437 Newman Springs Road, Lincroft, NJ 07738 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2017-06-02

CA RA
APPROVED

Since 2017-06-02

Branch Locations

437 Newman Springs Road, Lincroft, NJ 07738 • United States

18872 Mac Arthur Blvd. Suite 410, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Penniall & Associates, Inc.	Pasadena	CA	08/2009	06/2017
United Planners' Financial Services	Scottsdale	AZ	08/2009	06/2017
Penniall Retirement Advisors	Newport Beach	CA	07/2015	06/2017
Pensionmark Fg, Llc Dba Fiduciary Retirement Advisory Group	Santa Barbara	CA	06/2017	Present

08/2009 → 06/2017

Penniall & Associates, Inc.

Pasadena, CA
08/2009 → 06/2017

United Planners' Financial Services

Scottsdale, AZ
07/2015 → 06/2017

Penniall Retirement Advisors

Newport Beach, CA
06/2017 → Present

Pensionmark Fg, Llc Dba Fiduciary Retirement Advisory Group

Santa Barbara, CA

Previous Registrations

2009-08-18 → 2017-06-05

Bridge Advisory Llc

Pasadena, CA

Pasadena, CA

Newport Beach, CA
2011-06-24 → 2013-09-05

Pension Architects Advisory Group, Llc

Pasadena, CA
2008-09-08 → 2009-10-13

Nrp Advisors, Inc.

Newport, CA

Capistrano Beach, CA

Bryan, OH
2004-06-01 → 2008-09-10

Usi Securities, Inc.

Glastonbury, CT

Irvine, CA

Irvine, CA
2007-01-26 → 2008-09-10

Usi Advisors

Irvine, CA

Glastonbury, CT
2002-05-07 → 2004-08-13

Associated Planners Investment Advisory Inc

Orange, CA
2002-05-17 → 2004-08-10

Associated Securities Corp.

Orange, CA

Other Businesses

1. Fiduciary Retirement Advisory Group, Inc.; Investment Related; 1887 MacArthur Blvd., Suite , Irvine, CA 92612; President & CEO; 6/1/2017; 10 hours per month; 0 hours during trading hours; Manage entity administration, bookkeeping and tax filings. Manage employees, payroll, health insurance and retirement benefits. Manage office space including commercial lease, insurance requirements and technology.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-10-03
S63	Uniform Securities Agent State Law Examination	1995-08-08

S65 Uniform Investment Adviser Law Examination

1996-10-03
S63 Uniform Securities Agent State Law Examination

1995-08-08

Designations

Other Names

Shannon C Lipuma
Shannon Cheri Lipuma

View on SEC IAPD