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Nelson David Rinehart

Mma Securities LLC

Boston, MA

York, PA

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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-04-03
  • NC RA
    APPROVED
    Since 2023-04-03

Branch Locations

101 Huntington Ave Suite 401, Boston, MA 02199 • United States

York, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nfp Retirement, Inc. Aliso Viejo CA 01/2011 06/2017
Nfp Advisor Services Red Lion PA 08/2014 06/2017
Pnc Financial Services Camp Hill PA 07/2017 02/2021
Matthew Mccormick York PA 02/2021 03/2022
Northwestern Mutual Investment Services, Llc York PA 02/2021 03/2022
Lpl Financial, Llc Red Lion PA 05/2022 04/2023
Mma Securities Llc Greensboro NC 04/2023 Present
Marsh Mclennan Agency Greensboro NC 04/2023 Present
  • 01/2011 → 06/2017
    Nfp Retirement, Inc.
    Aliso Viejo, CA
  • 08/2014 → 06/2017
    Nfp Advisor Services
    Red Lion, PA
  • 07/2017 → 02/2021
    Pnc Financial Services
    Camp Hill, PA
  • 02/2021 → 03/2022
    Matthew Mccormick
    York, PA
  • 02/2021 → 03/2022
    Northwestern Mutual Investment Services, Llc
    York, PA
  • 05/2022 → 04/2023
    Red Lion, PA
  • 04/2023 → Present
    Greensboro, NC
  • 04/2023 → Present
    Marsh Mclennan Agency
    Greensboro, NC
Previous Registrations
  • 2022-05-02 → 2023-04-03
    Red Lion, PA
    San Diego, CA
  • 2012-01-10 → 2017-06-30
    Aliso Viejo, CA
    Red Lion, PA
  • 2007-06-20 → 2010-08-04
    Fma Advisory Inc
    Harrisburg, PA
  • 2006-12-05 → 2007-06-13
    Amp Asset Management, Inc.
    Danville, PA
  • 2006-09-18 → 2006-11-24
    Aris Wealth Services Inc
    State College, PA
Other Businesses

The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-08-16
  • S63 Uniform Securities Agent State Law Examination
    2011-08-16
Designations
Other Names
  • N David Rinehart
  • David Rinehart

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