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Current Employers
Sb Advisory, Llc

3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-10-21
NC RA APPROVED 2025-07-09
IN RA APPROVED 2025-07-08
MI RA APPROVED 2025-07-08
SC RA APPROVED 2025-07-08
OH RA APPROVED 2025-07-07
CA RA APPROVED 2025-07-03
IL RA APPROVED 2025-05-14
  • MA RA
    APPROVED
    Since 2025-10-21
  • NC RA
    APPROVED
    Since 2025-07-09
  • IN RA
    APPROVED
    Since 2025-07-08
  • MI RA
    APPROVED
    Since 2025-07-08
  • SC RA
    APPROVED
    Since 2025-07-08
  • OH RA
    APPROVED
    Since 2025-07-07
  • CA RA
    APPROVED
    Since 2025-07-03
  • IL RA
    APPROVED
    Since 2025-05-14

Branch Locations

233 S. Wacker Drive Suite 4400, Chicago, IL 60606 • United States

3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184 • United States

San Blas Advisory, Inc.

3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-04-16
  • IL RA
    APPROVED
    Since 2025-04-16

Branch Locations

3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326 • United States

233 S. Wacker Drive Suite 4400, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2016 11/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 11/2017 01/2019
Spark5 Capital Llc Geneva IL 11/2016 11/2017
Bank Of America, N.A. Rolling Meadows IL 01/2018 01/2019
Us Bank Algonquin IL 01/2019 10/2021
U.S. Bancorp Investments, Inc. Algonquin IL 01/2019 10/2021
Robinhood Financial, Llc Chicago IL 10/2021 09/2023
Robinhood Markets, Inc Chicago IL 06/2022 09/2023
Voya Financial Advisors Windsor CT 09/2023 04/2025
San Blas Securities Chicago IL 04/2025 Present
San Blas Advisory Atlanta GA 01/2026 Present
  • 08/2016 → 11/2016
    Axa Advisors, Llc
    New York, NY
  • 11/2017 → 01/2019
    Rolling Meadows, IL
  • 11/2016 → 11/2017
    Spark5 Capital Llc
    Geneva, IL
  • 01/2018 → 01/2019
    Bank Of America, N.A.
    Rolling Meadows, IL
  • 01/2019 → 10/2021
    Us Bank
    Algonquin, IL
  • 01/2019 → 10/2021
    Algonquin, IL
  • 10/2021 → 09/2023
    Robinhood Financial, Llc
    Chicago, IL
  • 06/2022 → 09/2023
    Robinhood Markets, Inc
    Chicago, IL
  • 09/2023 → 04/2025
    Voya Financial Advisors
    Windsor, CT
  • 04/2025 → Present
    San Blas Securities
    Chicago, IL
  • 01/2026 → Present
    San Blas Advisory
    Atlanta, GA
Previous Registrations
Other Businesses

JC2L POSITION: Partner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2017 ADDRESS: Geneva IL 60134, United States DESCRIPTION: Rental Property owned by rep and spouse.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-29
S63 Uniform Securities Agent State Law Examination 2001-04-25
  • S66 Uniform Combined State Law Examination
    2017-12-29
  • S63 Uniform Securities Agent State Law Examination
    2001-04-25
Other Names
  • John Burton Rowoldt
  • John Rowoldt

View on SEC IAPD

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