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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-11-10
TX RA APPROVED 2023-11-10
  • CO RA
    APPROVED
    Since 2023-11-10
  • TX RA
    APPROVED
    Since 2023-11-10

Branch Locations

88 Inverness Circle East Suite H-101, Englewood, CO 80112 • United States

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Denver CO 09/1992 Present
Self-Emp/Life Ins. Agent Aurora CO 01/1994 Present
Spc Ann Arbor MI 03/2010 06/2019
Parkland Securities Ann Arbor MI 08/2014 06/2019
Parkland Securities Llc Ann Arbor MI 10/2020 11/2023
Sigma Planning Corporation Ann Arbor MI 10/2020 11/2023
Triad Advisors Norcross GA 11/2023 08/2024
Triad Hybrid Solutions Norcross GA 11/2023 Present
Osaic Wealth, Inc. Englewood CO 08/2024 Present
  • 09/1992 → Present
    Self-Employed
    Denver, CO
  • 01/1994 → Present
    Self-Emp/Life Ins. Agent
    Aurora, CO
  • 03/2010 → 06/2019
    Ann Arbor, MI
  • 08/2014 → 06/2019
    Parkland Securities
    Ann Arbor, MI
  • 10/2020 → 11/2023
    Parkland Securities Llc
    Ann Arbor, MI
  • 10/2020 → 11/2023
    Sigma Planning Corporation
    Ann Arbor, MI
  • 11/2023 → 08/2024
    Triad Advisors
    Norcross, GA
  • 11/2023 → Present
    Triad Hybrid Solutions
    Norcross, GA
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Englewood, CO
Previous Registrations
  • 2020-10-19 → 2023-11-10
    Englewood, CO
    Ann Arbor, MI
    Corpus Christi, TX
  • 2010-03-01 → 2019-06-06
    Ann Arbor, MI
    Englewood, CO
  • 2002-10-29 → 2009-11-17
    Woodbury Financial Services, Inc.
    Denver, CO
    Denver, CO
Other Businesses

1. American Legacy Partners; not investment related; PO Box 181322,Corpus Christi, TX 78480;llc;owner;1974;5-6 hrs/month;0 hrs during trading; published author 2. American Legacy Partners, Inc; not investment related; PO Box 181322,Corpus Christi, TX 78480;company for marketing non-securities;owner;2017;5-20 hrs/month;5 hrs during trading; marketing non-security business 3. ClearView Financial, LLC; investment related;88 Inverness Circle East, Suite H-101,Englewood,CO 80112;llc;registered rep using as a dba;10/25/2019;160 hrs./month;130 hrs. during trading; registered rep using name as dba, sells various lines of insurance through various insurance companies 4. CLEARVIEW FINANCIAL,LLC POSITION: registered rep using as a dba NATURE: already filled this out American Legacy Partners PO Box 181322 Corpus Christi, TX 78489 INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/25/2019 ADDRESS: 88 Inverness Cir E, Suite H-101, Englewood CO 80112, United States DESCRIPTION: investment advisor and estate planning 5. AMERICAN LEGACY PARTNERS,INC. POSITION: owner NATURE: company for marketing non-securities INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2017 ADDRESS: 88 Inverness Cir E, Englewood CO 80112, United States DESCRIPTION: marketing non-security business 6. INSURANCE POSITION: insurance agent NATURE: sole prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/17/1978 ADDRESS: 88 Inverness Cir East Unit H-101, Englewood CO 80112, United States DESCRIPTION: provide life insurance to clients, annuities,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-29
S63 Uniform Securities Agent State Law Examination 1997-05-10
  • S65 Uniform Investment Adviser Law Examination
    1998-09-29
  • S63 Uniform Securities Agent State Law Examination
    1997-05-10
Other Names
  • Ron Johnson
  • Ronnie Johnson
  • Ronald L Johnson

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