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2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-11-10 |
| TX | RA | APPROVED | 2023-11-10 |
Branch Locations
88 Inverness Circle East Suite H-101, Englewood, CO 80112 • United States
2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Denver | CO | 09/1992 | Present |
| Self-Emp/Life Ins. Agent | Aurora | CO | 01/1994 | Present |
| Spc | Ann Arbor | MI | 03/2010 | 06/2019 |
| Parkland Securities | Ann Arbor | MI | 08/2014 | 06/2019 |
| Parkland Securities Llc | Ann Arbor | MI | 10/2020 | 11/2023 |
| Sigma Planning Corporation | Ann Arbor | MI | 10/2020 | 11/2023 |
| Triad Advisors | Norcross | GA | 11/2023 | 08/2024 |
| Triad Hybrid Solutions | Norcross | GA | 11/2023 | Present |
| Osaic Wealth, Inc. | Englewood | CO | 08/2024 | Present |
1. American Legacy Partners; not investment related; PO Box 181322,Corpus Christi, TX 78480;llc;owner;1974;5-6 hrs/month;0 hrs during trading; published author 2. American Legacy Partners, Inc; not investment related; PO Box 181322,Corpus Christi, TX 78480;company for marketing non-securities;owner;2017;5-20 hrs/month;5 hrs during trading; marketing non-security business 3. ClearView Financial, LLC; investment related;88 Inverness Circle East, Suite H-101,Englewood,CO 80112;llc;registered rep using as a dba;10/25/2019;160 hrs./month;130 hrs. during trading; registered rep using name as dba, sells various lines of insurance through various insurance companies 4. CLEARVIEW FINANCIAL,LLC POSITION: registered rep using as a dba NATURE: already filled this out American Legacy Partners PO Box 181322 Corpus Christi, TX 78489 INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/25/2019 ADDRESS: 88 Inverness Cir E, Suite H-101, Englewood CO 80112, United States DESCRIPTION: investment advisor and estate planning 5. AMERICAN LEGACY PARTNERS,INC. POSITION: owner NATURE: company for marketing non-securities INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2017 ADDRESS: 88 Inverness Cir E, Englewood CO 80112, United States DESCRIPTION: marketing non-security business 6. INSURANCE POSITION: insurance agent NATURE: sole prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/17/1978 ADDRESS: 88 Inverness Cir East Unit H-101, Englewood CO 80112, United States DESCRIPTION: provide life insurance to clients, annuities,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-10 |
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