Matthew Aaron Kroin

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-26
TX	RA	APPROVED_RES	2011-01-14

NY RA
APPROVED

Since 2021-10-26
TX RA
APPROVED_RES

Since 2011-01-14

Branch Locations

Woodbury, NY • United States

58 South Service Road Suite 310, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Melville	NY	12/2008	Present

12/2008 → Present

Ubs Financial Services Inc

Melville, NY

Other Businesses

1) S. J.K. 2016 TRUST DTD 11/30/2016 M.K. AND M.K. CO-TRUSTEES/ investment related?:yes / harrison, new york, 10528 US/ oversight and operations/ invetments for nephew/ start date: 11/30/2016 2) T. J.K. 2016 TRUST DTD 11/30/2016 M.K. AND M.K. TTEES/ investment related?: yes/, harrison, new york, 10528, US/ Investments for children/ handling operations and oversight/ start date: 11/30/2016 3) J.R.K. 2016 TRUST DTD 11/30/2016 M.K. AND M.K. CO-TRUSTEES, oversight and operations, start date-11/30/2016, harrisonny United States-10528.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-08-02

S63 Uniform Securities Agent State Law Examination

1995-08-02

Other Names

Matthew Kroin

View on SEC IAPD