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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-10
MD RA APPROVED 2020-12-21
DC RA APPROVED 2020-02-18
  • TX RA
    APPROVED_RES
    Since 2021-06-10
  • MD RA
    APPROVED
    Since 2020-12-21
  • DC RA
    APPROVED
    Since 2020-02-18

Branch Locations

Frederick, MD • United States

1800 K St Nw, Washington, DC 20006 • United States

30 W Patrick St, Frederick, MD 21701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investment Services Llc Bethesda MD 05/2010 03/2017
Capital One Sharebuilder, Inc. Mclean VA 01/2015 03/2017
Sharebuilder 401K Seattle WA 01/2015 03/2017
Lpl Financial Llc Mclean VA 04/2017 02/2020
Burke & Herbert Bank Mclean VA 04/2017 02/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 02/2020 Present
Bank Of America, N.A. Washington DC 02/2020 Present
Bank Of America, N.A. Washington DC 06/2024 Present
  • 05/2010 → 03/2017
    Capital One Investment Services Llc
    Bethesda, MD
  • 01/2015 → 03/2017
    Capital One Sharebuilder, Inc.
    Mclean, VA
  • 01/2015 → 03/2017
    Sharebuilder 401K
    Seattle, WA
  • 04/2017 → 02/2020
    Mclean, VA
  • 04/2017 → 02/2020
    Burke & Herbert Bank
    Mclean, VA
  • 02/2020 → Present
    Washington, DC
  • 02/2020 → Present
    Bank Of America, N.A.
    Washington, DC
  • 06/2024 → Present
    Bank Of America, N.A.
    Washington, DC
Previous Registrations
  • 2017-04-07 → 2020-03-04
    Mclean, VA
    Alexandria, VA
    Falls Church, VA
    Alexandria, VA
    Alexandria, VA
    Vienna, VA
    Alexandria, VA
    Arlington, VA
  • 2015-01-28 → 2017-04-03
    Capital One Advisors, Llc
    Seattle, WA
  • 2010-04-27 → 2015-01-28
    Capital One Financial Advisors Llc
    Melville, NY
  • 1998-02-02 → 2010-05-07
    Chevy Chase Financial Services
    Bethesda, MD
    Bethesda, MD
    Bethesda, MD
Other Businesses

I*4865268, Entity Type: , Name of OBA: MLPF& S CUST FPO P L T IRA FBO P L T, Address: Frederick, Maryland, 21701, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/09/2026, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: I*4864268, Entity Type: , Name of OBA: P L T TOD BENEFICIARIES ON FILE , Address: Frederick, Maryland, 21701, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/09/2026, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: I*4864269, Entity Type: , Name of OBA: MLPF& S CUST FPO P L T IRA FBO P L T, Address: Frederick, Maryland, 21701, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/09/2026, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1996-11-23
  • S66 Uniform Combined State Law Examination
    1996-11-23
Other Names
  • Danielle Gerise Thibault
  • Danielle Thibault

View on SEC IAPD

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