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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-10 |
| MD | RA | APPROVED | 2020-12-21 |
| DC | RA | APPROVED | 2020-02-18 |
Branch Locations
1800 K St Nw, Washington, DC 20006 • United States
30 W Patrick St, Frederick, MD 21701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investment Services Llc | Bethesda | MD | 05/2010 | 03/2017 |
| Capital One Sharebuilder, Inc. | Mclean | VA | 01/2015 | 03/2017 |
| Sharebuilder 401K | Seattle | WA | 01/2015 | 03/2017 |
| Lpl Financial Llc | Mclean | VA | 04/2017 | 02/2020 |
| Burke & Herbert Bank | Mclean | VA | 04/2017 | 02/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 02/2020 | Present |
| Bank Of America, N.A. | Washington | DC | 02/2020 | Present |
| Bank Of America, N.A. | Washington | DC | 06/2024 | Present |
I*4865268, Entity Type: , Name of OBA: MLPF& S CUST FPO P L T IRA FBO P L T, Address: Frederick, Maryland, 21701, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/09/2026, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: I*4864268, Entity Type: , Name of OBA: P L T TOD BENEFICIARIES ON FILE , Address: Frederick, Maryland, 21701, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/09/2026, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: I*4864269, Entity Type: , Name of OBA: MLPF& S CUST FPO P L T IRA FBO P L T, Address: Frederick, Maryland, 21701, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/09/2026, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1996-11-23 |
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