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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-12-16 |
Branch Locations
800 N Shoreline Blvd Ste 1500, North Tower, Corpus Christi, TX 78401 • United States
Robstown, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Corpus Christi | TX | 07/2002 | 12/2016 |
| Bank Of America,Na | Corpus Christi | TX | 12/2009 | 12/2016 |
| Wells Fargo Clearing Services Llc | Corpus Christi | TX | 12/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-05 |
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