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Current Employers
Disciplined Wealth Management, Llc

Highlands Ranch, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2006-03-24
  • CO RA
    APPROVED
    Since 2006-03-24

Branch Locations

Highlands Ranch, CO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Disciplined Wealth Management, Llc Highlands Ranch CO 02/2006 Present
Previous Registrations
  • 1999-01-01 → 2005-05-24
    Schield Management Company
    Littleton, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-06
  • S65 Uniform Investment Adviser Law Examination
    2005-12-06

View on SEC IAPD

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