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Jason Ronald Baucom

LPl Financial LLC

Las Vegas, NV

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-26
NV RA APPROVED 2016-04-29
  • TX RA
    APPROVED_RES
    Since 2018-07-26
  • NV RA
    APPROVED
    Since 2016-04-29

Branch Locations

Las Vegas, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Las Vegas NV 04/2016 Present
Silver State Schools North Las Vegas NV 07/2018 Present
  • 04/2016 → Present
    Las Vegas, NV
  • 07/2018 → Present
    Silver State Schools
    North Las Vegas, NV
Previous Registrations
  • 2014-06-06 → 2016-04-01
    Las Vegas, NV
    St Louis, MO
    Las Vegas, NV
Other Businesses

(1) 05/11/2016 - The Budin Group -DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start 05/06/2016 - 160 Hrs/Mth - 160 Hrs During Trading. (2) 7/27/2018 - Silver State Schools Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/23/2018 - 80 Hours Per Month/5 Hours During Securities Trading. 3) 07/24/2025 - JB WEALTH MANAGEMENT - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/22/2025 - 160 Hrs/Mth - 120 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-02
  • S66 Uniform Combined State Law Examination
    2014-06-02

View on SEC IAPD

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