Jeffrey Stuart Rosenblum

Ubs Financial Services Inc.

Short Hills, NJ

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2013-07-02

NJ RA
APPROVED

Since 2013-07-02

Branch Locations

51 Jfk Parkway Suite 303, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Short Hills	NJ	06/2013	Present

06/2013 → Present

Ubs Financial Services Inc.

Short Hills, NJ

Previous Registrations

2005-11-04 → 2013-06-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Short Hills, NJ

Livingston, NJ

Livingston, NJ
2002-06-03 → 2005-11-22

Rbc Capital Markets, Llc

Florham Park, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-03-05
S63	Uniform Securities Agent State Law Examination	1995-07-07

S65 Uniform Investment Adviser Law Examination

1998-03-05
S63 Uniform Securities Agent State Law Examination

1995-07-07

View on SEC IAPD

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