David Harold Mclaughlin

Current Employers

Employment History

• 01/2000 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/1994 → Present
  Nutfield Financial Services, Ltd
  Auburn, NH
• 10/2016 → 10/2024
  Cetera Advisors Llc
  Denver, CO

Other Businesses

1. NAME OF OTHER BUSINESS: NUTFIELD FINANCIAL SERVICES LTD; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 1994; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 07/22/2016 APX NUMBER OF HOURS PER WEEK: 3 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 3. NAME OF OTHER BUSINESS: DBA NUTFIELD FINANCIAL SERVICES LTD; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX & ACCOUNTING/FINANCIAL SERVICES; START DATE: 10/1994; POSITION/TITLE/RELATIONSHIP: TAX PREPARER/FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40-60; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR TAX/ACCOUNTING & SECURITIES BUSINESS 4. NAME OF OTHER BUSINESS: FORESTDALE REALTY TRUST; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FAMILY REAL ESTATE TRUST; START DATE: 07/01/1982; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: APARTMENTS & SHORT TERM VACATION RENTALS

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-05-08

Designations