Louis Christopher Goeckel

Current Employers

Employment History

• 05/2012 → 09/2016
  Lpl Financial
  Charlotte, NC
• 05/2012 → 09/2016
  First Niagara
  Syracuse, NY
• 09/2016 → 09/2018
  Key Investment Services Llc
  Brooklyn, OH
• 09/2018 → 09/2023
  Sagepoint Financial, Inc.
  Syracuse, NY
• 09/2023 → Present
  Osaic Wealth, Inc.
  Syracuse, NY

Previous Registrations

• 2018-09-07 → 2023-09-01
  Osaic Services, Inc.
  Syracuse, NY
• 2016-09-21 → 2016-12-31
  Key Investment Services Llc
  Syracuse, NY
  Syracuse, NY
  Brooklyn, OH
  Syracuse, NY
• 2012-05-15 → 2016-09-21
  Lpl Financial Llc
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY
  Sytacuse, NY
  Syracuse, NY
  Lockport, NY
  Liverpool, NY
  East Syracuse, NY
  Syracuse, NY
• 2006-11-14 → 2012-05-15
  Hsbc Securities (Usa) Inc.
  Syracuse, NY
  Oswego, NY
  Dewitt, NY
  Syracuse, NY
  Syracuse, NY
  Cortland, NY
  Syracuse, NY
  Fulton, NY
  Oswego, NY
  Owego, NY
  Syracuse, NY
  Syracuse, NY
  Fulton, NY

Other Businesses

1. EXCELSIOR WEALTH PARTNERS POSITION: Representative NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 10/15/2020 ADDRESS: 225 Wilkinson St., Suite 107, Syracuse NY 13204-2450, United States DESCRIPTION: Selling Insurance products including Medicare. 2. NFL ALUMNI UPSTATE NEW YORK CHAPTER POSITION: Treasurer NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2016 ADDRESS: 3000 Midatlantic Dr., Suite 100, Mount Laurel NJ 08054, United States DESCRIPTION: Track inflows and expenses during fundraising activities 3. TAX PREPARATION POSITION: Tax Preparer NATURE: Sole Propietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 02/17/2020 ADDRESS: 225 Wilkinson St., Suite 107, Syracuse NY 13204, United States DESCRIPTION: Tax Preparation for a fee. 4. FACE MASK PATENT POSITION: Co-Patent Holder NATURE: Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 03/30/2021 ADDRESS: 16 Fishermans Creek, Baldwinsville NY 13027, United States DESCRIPTION: Currently, this OBA is sales only. Trying to find a company to produce our face mask patent and provide royalties once manufactured.

Exams

• S66 Uniform Combined State Law Examination
  2004-03-29
• S63 Uniform Securities Agent State Law Examination
  1996-09-03

Designations