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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-22
ID RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • CA RA
    APPROVED
    Since 2024-11-22
  • ID RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

2449 S Vista Ave Suite B, Boise, ID 83705 • United States

869 Ferrelo Place, Santa Barbara, CA 93103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Educators Of Idaho Boise ID 01/2000 10/2025
Voya Financial Advisors Des Moines IA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2000 → 10/2025
    Financial Educators Of Idaho
    Boise, ID
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Des Moines, IA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) NAME OF ENTITY: Andy Byron Music; No; 802 W BANNOCK ST STE 400; BOISE; ID; 83702; music promotion; owner; 8/23/2008; 0; 0; promote concerts and music events as contracted; sell own music| 2) NAME OF ENTITY: Independent Insurance Agent; Yes; 802 W BANNOCK ST STE 400; BOISE; ID; 83702; fixed insurance sales; Independent Insurance Agent; 5/30/2000; 160; 160; sales of fixed insurance products| 3) NAME OF ENTITY: Money Educators of Idaho & Byron Financial Group; Yes; 802 W BANNOCK ST STE 400; BOISE; ID; 83702; Financial Services and Insurance; Financial Advisor; 4/1/2010; 160; 160; Sale and Service Insurance, Securities and Investment Products|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-06
S63 Uniform Securities Agent State Law Examination 1995-05-22
  • S65 Uniform Investment Adviser Law Examination
    1995-06-06
  • S63 Uniform Securities Agent State Law Examination
    1995-05-22

View on SEC IAPD

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