Daniel J Aspenleiter

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-03-03
CA	RA	APPROVED	2024-10-11
NY	RA	APPROVED	2024-10-11
NC	RA	APPROVED	2024-10-11

PA RA
APPROVED

Since 2025-03-03
CA RA
APPROVED

Since 2024-10-11
NY RA
APPROVED

Since 2024-10-11
NC RA
APPROVED

Since 2024-10-11

Branch Locations

1 Lockwood Dr Suite 220, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Pittsford	NY	04/2014	02/2018
Cadaret, Grant & Co., Inc.	Pittsford	NY	04/2018	07/2020
American Portfolios Financial Services, Inc.	Pittsford	NY	07/2020	10/2024
American Portfolios Advisors, Inc.	Pittsford	NY	07/2020	10/2024
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

04/2014 → 02/2018

Lpl Financial Llc

Pittsford, NY
04/2018 → 07/2020

Cadaret, Grant & Co., Inc.

Pittsford, NY
07/2020 → 10/2024

American Portfolios Financial Services, Inc.

Pittsford, NY
07/2020 → 10/2024

American Portfolios Advisors, Inc.

Pittsford, NY
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2020-07-31 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY
2011-10-31 → 2014-04-18

Obs Financial

Concord, CA

Other Businesses

1. ASPENLEITER WEALTH MANAGEMENT LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/10/2026 ADDRESS: 1 Lockwood Dr, Suite 220, Pittsford NY 14534, United States DESCRIPTION: Using LLC as DBA name 2. ASPENLEITER WEALTH MANAGEMENT LLC POSITION: Insurance Producer NATURE: I'm operating as an LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/10/2026 ADDRESS: 1 Lockwood Dr, Ste 220, Pittsford NY 14534, United States DESCRIPTION: Offering traditional insurance products including fixed annuities, traditional life insurance, long term care and other such products.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-08-20
S63	Uniform Securities Agent State Law Examination	1995-04-27

S65 Uniform Investment Adviser Law Examination

2011-08-20
S63 Uniform Securities Agent State Law Examination

1995-04-27

Designations

Other Names

Daniel Joseph Aspenleiter

View on SEC IAPD