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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-24 |
| DE | RA | APPROVED | 2018-01-22 |
| PA | RA | APPROVED | 2018-01-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Wilmington | DE | 10/2005 | 01/2018 |
| Princor Financial Services Corporation | Wilmington | DE | 10/2005 | 01/2018 |
| Financial Advisors Of Delaware Valley | Wilmington | DE | 09/2008 | 01/2018 |
| Commonwealth Financial Network | Waltham | MA | 01/2018 | Present |
1. President and 100% Owner, Independence Advisory Group, LLC a private entity est. to facilitate securities, advisory, and insurance business; As of 01/01/18; 50% time spent during regular business hours; Conducted at branch; Investment related. 2. Fixed insurance sales, as an Agent, under name 'Independence Wealth Services'; As of 10/06/17; 3% time spent during regular business hours; Conducted at branch location; Investment related. 3. Co-Owner, M&M Corporate Partners, LLC, a private entity est. to own and manage a commercial office property located in Chadds Ford, PA; As of 03/13/20; 0% time spent during regular business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-29 |
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