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Carl Hug Richardson

Charles Schwab & Co., Inc.

Phoenix, AZ

Phoenix, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-25
CA RA APPROVED 2017-04-25
  • AZ RA
    APPROVED
    Since 2023-05-25
  • CA RA
    APPROVED
    Since 2017-04-25

Branch Locations

Phoenix, AZ • United States

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 03/1996 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-20
S63 Uniform Securities Agent State Law Examination 1995-05-30
  • S66 Uniform Combined State Law Examination
    2013-05-20
  • S63 Uniform Securities Agent State Law Examination
    1995-05-30
Other Names
  • Hug Richardson
  • Carl Eugene Hug

View on SEC IAPD

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