Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-21 |
| WA | RA | APPROVED | 2024-05-21 |
Branch Locations
421 West Riverside Ave St 1700, Spokane, WA 99201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc. | Seattle | WA | 04/1995 | 11/2020 |
| Michael N. Macaulay & Associates, Llc | Spokane | WA | 03/1996 | Present |
| Securities America, Inc. | Spokane | WA | 11/2020 | 05/2024 |
| Securities America Advisors, Inc. | Spokane | WA | 11/2020 | 05/2024 |
| Arbor Point Advisors | Spokane | WA | 11/2020 | 05/2024 |
| Lpl Financial Llc | Spokane | WA | 05/2024 | Present |
1) 05/2024 - HIGHLANDER CAPITAL LLC / Co-Owner / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Seattle WA / Start date / 07/01/2019 2) 05/2024 - MACAULAY & ASSOCIATES / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 160 Hrs per month - 100% Time Spent 3) 05/2024 - MICHAEL N. MACAULAY & ASSOCIATES, LLC. / Co-Owner / Business Entity For Tax/Investment Purposes Only / Spokane, WA / Start date 06/15/1996 - 160 Hrs per month - 100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-13 |
Reach out to this advisor