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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-29 |
| NJ | RA | APPROVED | 2010-01-29 |
Branch Locations
3000 Atrium Way Suite 500, Mount Laurel, NJ 08054-3914 • United States
Mullica Hill, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Mount Laurel | NJ | 01/2009 | Present |
(1) SOUTH HARRISON BOARD OF EDUCATION; ADDRESS: 904 MULLICA HILL ROAD, HARRISONVILLE NJ, 08039; BUSINESS DESCRIPTION: BOARD OF EDUCATION; NOT INVESTMENT RELATED; START DATE: 01/01/2017; CAPACITY: ELECTED OFFICIAL (NON-POLITICAL OFFICE); DUTIES: OVERSEE AND MANAGE EDUCATION MATTERS FOR THE TOWNSHIP; HOURS DEVOTED PER WEEK: 30 MIN; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-20 |
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