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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-11-04
  • IL RA
    APPROVED
    Since 2019-11-04

Branch Locations

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
South Central Bank N.A. Chicago IL 01/2003 11/2019
Infinex Investments Inc. Meriden CT 07/2016 11/2019
Cambridge Investment Research Fairfield IA 11/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2019 Present
  • 01/2003 → 11/2019
    South Central Bank N.A.
    Chicago, IL
  • 07/2016 → 11/2019
    Infinex Investments Inc.
    Meriden, CT
  • 11/2019 → Present
    Cambridge Investment Research
    Fairfield, IA
  • 11/2019 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 11/2019, AS ADVISORY REP OF A RIA. INV REL, 20/WK 20/TRADING 2) GUSTIN CONSULTING GROUP INC, 2800 S RIVER RD DES PLAINES IL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 05/2005, NIR, 20 HR/MO 15/TRADING HR 3) GUSTIN CONSULTING GROUP INC, 2800 S RIVER RD #390 DES PLAINES IL 60018, 09/2023, EMPLOYEE, DBA, INV REL, 160 HR/MO 140 HR/MO TRADING 4) WEALTHPLANNERS, 2800 S RIVER RD #390 DES PLAINES IL 60018, 09/2023, IAR, DBA, INV REL, 160 HR/MO 140 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-21
S63 Uniform Securities Agent State Law Examination 1995-07-25
  • S66 Uniform Combined State Law Examination
    2014-03-21
  • S63 Uniform Securities Agent State Law Examination
    1995-07-25
Designations
Other Names
  • David Cohn

View on SEC IAPD

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