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Inactive

Deborah Ann Grothe-Rodgers

Lodestar Asset Management LLC

Moore, OK

Moore, OK

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Current Employers
Lodestar Asset Management Llc

Moore, OK • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-01-01
  • OK RA
    APPROVED
    Since 2025-01-01

Branch Locations

Moore, OK • United States

Moore, OK • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oak Hills Securities, Inc. Oklahoma City OK 09/2010 07/2020
Lodestar Asset Management Llc Oklahoma City OK 06/2011 Present
Merit Adviosrs, Inc. Oklahoma City OK 01/2014 07/2020
  • 09/2010 → 07/2020
    Oak Hills Securities, Inc.
    Oklahoma City, OK
  • 06/2011 → Present
    Oklahoma City, OK
  • 01/2014 → 07/2020
    Merit Adviosrs, Inc.
    Oklahoma City, OK
Previous Registrations
  • 2014-02-27 → 2020-11-19
    Oklahoma City, OK
  • 2011-02-28 → 2012-01-23
    Oklahoma City, OK
  • 2009-08-07 → 2010-09-27
    Next Financial Group, Inc.
    Houston, TX
    Oklahoma City, OK
  • 2001-03-07 → 2009-08-03
    Geary Securities, Inc.
    Oklahoma City, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Oklahoma City, OK
Other Businesses

MANAGING MEMBER, INVESTMENT ADVISER REPRESENTATIVE, AND COMPLIANCE OFFICER OF LODESTAR ASSET MANAGEMENT LLC, AN OKLAHOMA REGISTERED INVESTMENT ADVISER, START DATE 8/2011, 80 HOURS PER MONTH. President, DMM, Peace of Mind Daily Money Management, LLC, offers services to seniors such as bank/credit card account reconciliation, fraud/scam recognition and prevention, budgeting, document organization, and U.S. mail and email management. Start date 7/2021, 60 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-09
S63 Uniform Securities Agent State Law Examination 1995-08-02
  • S66 Uniform Combined State Law Examination
    2000-10-09
  • S63 Uniform Securities Agent State Law Examination
    1995-08-02
Other Names
  • Debbie Ann Rodgers
  • Debbie Morgan
  • Debbie Grothe
  • Deborah Ann Morgan
  • Deborah Ann Grothe
  • Debbie Rodgers
  • Deborah Ann Rodgers

View on SEC IAPD

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