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Moore, OK • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oak Hills Securities, Inc. | Oklahoma City | OK | 09/2010 | 07/2020 |
| Lodestar Asset Management Llc | Oklahoma City | OK | 06/2011 | Present |
| Merit Adviosrs, Inc. | Oklahoma City | OK | 01/2014 | 07/2020 |
MANAGING MEMBER, INVESTMENT ADVISER REPRESENTATIVE, AND COMPLIANCE OFFICER OF LODESTAR ASSET MANAGEMENT LLC, AN OKLAHOMA REGISTERED INVESTMENT ADVISER, START DATE 8/2011, 80 HOURS PER MONTH. President, DMM, Peace of Mind Daily Money Management, LLC, offers services to seniors such as bank/credit card account reconciliation, fraud/scam recognition and prevention, budgeting, document organization, and U.S. mail and email management. Start date 7/2021, 60 hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-02 |
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