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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-09
  • MN RA
    APPROVED
    Since 2014-01-09

Branch Locations

10900 Wayzata Boulevard Suite 730, Minnetonka, MN 55305 • United States

Buffalo, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Swenson Anderson Associates Minneapolis MN 06/1989 Present
Guardian Life Insurance Co Of America Minneapolis MN 06/2006 01/2024
Park Avenue Securities Llc Minneapolis MN 06/2006 01/2024
Guardian Life Insurance Company Minnetonka MN 01/2024 Present
Park Avenue Securities Minnetonka MN 01/2024 Present
Guardian Life Insurance Company Buffalo MN 06/2024 Present
Park Avenue Securities Buffalo MN 06/2024 Present
  • 06/1989 → Present
    Swenson Anderson Associates
    Minneapolis, MN
  • 06/2006 → 01/2024
    Guardian Life Insurance Co Of America
    Minneapolis, MN
  • 06/2006 → 01/2024
    Minneapolis, MN
  • 01/2024 → Present
    Guardian Life Insurance Company
    Minnetonka, MN
  • 01/2024 → Present
    Park Avenue Securities
    Minnetonka, MN
  • 06/2024 → Present
    Guardian Life Insurance Company
    Buffalo, MN
  • 06/2024 → Present
    Park Avenue Securities
    Buffalo, MN
Other Businesses

1. Insurance Services-contracted with them to sell insurance policies. Start: 08/01/2000, Address: 920 2nd Ave S Suite 1100; Minneapolis, MN 55402 , 5 bus hrs per month, Investment related, >10% annual compensation, 2. POA - Power of Attorney, Start: 07/24/2012, Address: 110 1ST AVE NE APT 305 BUFFALO MN 55313-1543,, 4 total hours, 0 during securities trading hours, Not Investment related, No annual compensation,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-05-01
  • S63 Uniform Securities Agent State Law Examination
    1995-05-01
Other Names
  • Shawn Leigh Lemp

View on SEC IAPD

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