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Rosemary H. Haly

Wells Fargo Clearing Services, LLC

Atlanta, GA

Roswell, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-12-06
GA RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2012-12-06
  • GA RA
    APPROVED
    Since 2008-01-01

Branch Locations

3280 Peachtree Rd Ne Ste 300, Atlanta, GA 30305 • United States

Roswell, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Atlanta GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 Present
Previous Registrations
  • 2003-03-18 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Atlanta, GA
    St. Louis, MO
    Atlanta, GA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-05-15
  • S63 Uniform Securities Agent State Law Examination
    2001-05-15
Other Names
  • Rosemary Hamlin
  • Rosemary T Hamlin

View on SEC IAPD

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