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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-12-21
OH RA APPROVED 2006-03-15
  • TX RA
    APPROVED_RES
    Since 2011-12-21
  • OH RA
    APPROVED
    Since 2006-03-15

Branch Locations

3300 Enterprise Parkway Suite 200, Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Beachwood OH 02/2006 Present
Previous Registrations
  • 2005-10-07 → 2006-02-28
    Keybanc Capital Markets Inc.
    Pepper Pike, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-16
S63 Uniform Securities Agent State Law Examination 1995-07-26
  • S65 Uniform Investment Adviser Law Examination
    1998-11-16
  • S63 Uniform Securities Agent State Law Examination
    1995-07-26

View on SEC IAPD

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