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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-11-12 |
| CA | RA | APPROVED | 2012-11-22 |
Branch Locations
2033 N Main Street 9Th Floor [Wz-Rbo], Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Walnut Creek | CA | 08/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 11/2016 | Present |
RENTAL PROPERTY; INV- RELATED; CONCORD, CA; 100% OWNERSHIP; START: 3/6/2015; HOURS: 0 PER MONTH - 0 DURING TRADING; DUTIES: LANDLORD RENTAL PROPERTY; INV RELATED; PINOLE, CA; 100% OWNERSHIP; START 12/1/2015; 0 HOURS PER MONTH, 0 DURING TRADING; LANDLORD. NOTARY PUBLIC, NOT INVT RELATED, CLAYTON, CA, NOTARY, START DATE 11/6/2019, 5 HRS PER MONTH, 0 HRS DURING TRADING, NOTARIZE DOCUMENTS. BUSINESS LICENSE FOR RENTAL PROPERTY; INV. RELATED; PINOLE, CA; STRAT DATE 9/9/2024; 0 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-28 |
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