Best Investors Account Sign in
Current Employers
Retirement Plan Advisors, Llc

29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-02-13
  • PA RA
    APPROVED
    Since 2014-02-13

Branch Locations

29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 02/2014 Present
Retirement Plan Advisors, Llc Doylestown PA 02/2014 Present
Previous Registrations
Other Businesses

1. RETIREMENT PLAN ADVISORS LLC, 105 W ADAMS ST, STE 2175, CHICAGO, IL, 1/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/YR - 0/TRADING. 2. RETIREMENT PLAN ADVISORS LLC, 105 W ADAMS ST, STE 2175, CHICAGO, IL, 1/2016 AS ADVISORY REP OF A RIA. INV REL - 5/YR - 2/TRADING. 3. RETIREMENT PLAN ADVISORS HOLDINGS, INC. / 105 W. Adams St., Chicago IL 60603 / 01/01/2022 / NIR / OWNER - Retirement Plan Advisors Holdings, Inc. is a member of Retirement Plan Advisors Group, LLC. / 1 HR/MO - 0 HR/MO TRADING 4. RETIREMENT PLAN ADVISORS GROUP, LLC, 105 W. Adams St., Suite 2175, Chicago IL 60603, United States, 02/25/2022, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO - 2 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-30
S63 Uniform Securities Agent State Law Examination 1995-06-15
  • S66 Uniform Combined State Law Examination
    2010-12-30
  • S63 Uniform Securities Agent State Law Examination
    1995-06-15
Other Names
  • Kenneth S Mergen

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor